Daily Compliance Management

The purpose-built AML/BSA compliance solution with activity alerts, automated report filing, and rich data analysis for compliance programs.

The Shield Data Hub powers compliance processes by evaluating business transactional data with regulatory information, seed-to-sale tracking, and client accounting records.

Verifies the operating status of entities with local and state governing authorities.

Entity Authentication

Reconciles daily transaction records across multiple data sources and statements.

Transaction Verification

Enhanced data analysis offers a complete review of all suspicious activities.

Case Management

Automatically publish and file Suspicious Activity Reports (SARs) to FinCEN.

FinCEN SAR Filing

Tools for your entire compliance team to enable collaboration and oversight.

Team Collaboration

Direct communications to resolve open cases in a branded customer experience.

Client Portal

Oversight and data analysis to build, maintain, and scale your cannabis banking program.

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Improve Compliance Outcomes

Automated SAR publishing tools generate the data and filing steps necessary to meet FinCEN guidance.

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Create Suspicious Activity Reports

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Continuous Suspicious Activity Reports

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Priority Suspicious Activity Report procedures

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Red-flag instant priority SAR filing

Audit Important Client Data

Shield Assure aggregates and aligns transaction data and demographic records with public and private information from government authorities.

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State licensing endorsement checks

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Detailed transaction data and verifications

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Financial statements and accounting records

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Negative news alerts

Gain Direct Oversight

Unliked typical risk management platforms, the Shield Assure Client Portal allows financial institutions to have direct oversight of client relationships.

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Case status and task manager for clients

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Communication tools to exchange direct messages

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Influence behavior for improved compliance outcomes

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Easy-to-use branded customer experience