Daily Compliance Management
The purpose-built AML/BSA compliance solution with activity alerts, automated report filing, and rich data analysis for compliance programs.
The Shield Data Hub powers compliance processes by evaluating business transactional data with regulatory information, seed-to-sale tracking, and client accounting records.
Verifies the operating status of entities with local and state governing authorities.
Entity Authentication
Reconciles daily transaction records across multiple data sources and statements.
Transaction Verification
Enhanced data analysis offers a complete review of all suspicious activities.
Case Management
Automatically publish and file Suspicious Activity Reports (SARs) to FinCEN.
FinCEN SAR Filing
Tools for your entire compliance team to enable collaboration and oversight.
Team Collaboration
Direct communications to resolve open cases in a branded customer experience.
Client Portal
Oversight and data analysis to build, maintain, and scale your cannabis banking program.
Improve Compliance Outcomes
Automated SAR publishing tools generate the data and filing steps necessary to meet FinCEN guidance.
Create Suspicious Activity Reports
Continuous Suspicious Activity Reports
Priority Suspicious Activity Report procedures
Red-flag instant priority SAR filing
Audit Important Client Data
Shield Assure aggregates and aligns transaction data and demographic records with public and private information from government authorities.
State licensing endorsement checks
Detailed transaction data and verifications
Financial statements and accounting records
Negative news alerts
Gain Direct Oversight
Unliked typical risk management platforms, the Shield Assure Client Portal allows financial institutions to have direct oversight of client relationships.
Case status and task manager for clients
Communication tools to exchange direct messages
Influence behavior for improved compliance outcomes
Easy-to-use branded customer experience